Advisory registration

Investment advisory services are offered through SimplyRIA Advisor Network, an investment adviser registered with the U.S. Securities and Exchange Commission (SEC). Nicholas Farrell (CRD #8103594) is an Investment Adviser Representative of SimplyRIA Advisor Network. Farrell Financial is his business brand and is not a separately registered investment adviser.

Registration does not imply a particular level of skill or training or government endorsement. Farrell Financial’s contact address is 5473 N Park Ave, Warren, OH 44481. Nicholas Farrell’s individual CRD number is 8103594. This is an individual identifier, not SimplyRIA Advisor Network’s firm CRD number.

Nature of the information on this website

The content published on this website is general and educational. It is not individualized investment, legal, accounting, or tax advice, and it does not take into account any particular person’s objectives, financial situation, or needs. Nothing on this site is an offer or a solicitation to buy or sell any security or to engage in any particular investment strategy.

You should not act on anything published here without first speaking with a qualified professional about your own circumstances. An advisory relationship with SimplyRIA Advisor Network is created only by a written agreement signed by both parties.

Investment risk

All investing involves risk, including the possible loss of principal. Different types of investments involve varying degrees of risk, and there is no assurance that any investment, strategy, or planning approach will be suitable or profitable for a given portfolio. Past performance is not indicative of future results, and no content on this website should be read as a promise, projection, or guarantee of any particular outcome.

Where we may do business

Advisory services are offered only where SimplyRIA Advisor Network and its representatives have satisfied applicable registration, notice-filing, or exemption requirements. SEC registration does not authorize every representative to conduct business in every state. Insurance services are subject to applicable licensing requirements.

Fees and insurance compensation

Advisory fees and service terms are set out in the applicable agreement and SimplyRIA Advisor Network’s disclosures. Investment expenses and other account charges may apply in addition to advisory fees. Insurance products are offered separately, and compensation may include insurer-paid commissions. Commissions create an incentive to recommend a purchase and may vary by product and insurer. Ask for the costs, compensation, and alternatives relevant to your recommendation before deciding.

Government programs

Farrell Financial is not affiliated with or endorsed by the Social Security Administration, the Centers for Medicare & Medicaid Services, or any other government agency. Program rules and income thresholds change; verify current figures with the administering agency before acting.

Educational seminars

Educational sessions presented by Farrell Financial, including those run in partnership with community organisations, are educational in nature. Attendance does not create an advisory relationship, and nothing presented constitutes a recommendation regarding any attendee’s particular circumstances.

Third-party links and content

This website may link to information published by government agencies and other third parties. Those links are provided for convenience.Farrell Financial does not control, adopt, endorse, or take responsibility for the accuracy or completeness of content published by others, and a link should not be read as an endorsement.

Testimonials and endorsements

This website does not publish client testimonials or endorsements.

Contact regarding these disclosures

Questions about anything on this page can be directed to the office at5473 N Park Ave, Warren, OH 44481, or through our contact page.