Regulatory documents
Form ADV Part 2
The disclosure brochure is the long-form description of how the firm works: the advisory services offered, how fees are calculated, how investments are analysed, and every material conflict of interest.
Document not yet posted
simplyRIA advisor network’s Form ADV Part 2A brochure has not been posted to this page yet. Ask us for a copy through the contact page or by telephone and we will send it to you. The current filing is also available through the SEC’s public database, linked below.
[deliver the Form ADV Part 2A PDF; it will be served from /documents/form-adv-part-2a.pdf]
Investment advisory services are provided through simplyRIA advisor network once affiliation and required registrations are effective. These are the advisory firm’s documents, not a separate Farrell Financial RIA filing.
Most recently updated:[date of most recent ADV Part 2A]
Finding simplyRIA advisor network’s filing directly
Every registered investment adviser’s Form ADV is public. You can look up SimplyRIA Advisor Network on the SEC’s Investment Adviser Public Disclosure website, which shows the firm’s current filing, its history, and the records of its representatives.
Firm CRD number:[simplyRIA advisor network firm CRD number]
Part 2A and Part 2B
Part 2A is the firm brochure. Part 2B is the brochure supplement, which covers the individual advisory people who work with you — their education, business background, and any disciplinary history. Both are available on request.
Related documents
simplyRIA advisor network’s Form CRS is a shorter summary of the same relationship, and our disclosures page covers the terms on which this website is published.